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Conrad E. Seastrunk, CFP®

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Contact Us

2231 W. Palmetto St.

Suite 103

Florence, SC 29501

Phone: 843.661.0220

Fax: 843.661.0977

e-mail

Map and Directions

As your financial planner I will educate you about your issues and choices and help implement specific recommendations"

Conrad E. Seastrunk, CFP®

                          

Conrad E. Seastrunk, CFP®

 

 

Educational Background and Business Experience

Education:

  • Francis Marion College - Florence, SC: Bachelor of Business Administration - 1988

  • College For Financial Planning, Denver, CO - Certified Financial Planner Education Program - 2000

Professional Designation:

  • CFP® : Certified Financial Planner© Practitioner- 2002 - CFP®

Certificants must pass the comprehensive CFP® Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility which puts clients' interests first, and comply with the Financial Planning Practice Standards which spell out what clients should be able to reasonably expect from the financial planning engagement.

Business Background:

  • James H. Rice, CFP® & Associates 1988 – 1990: Conrad began his career working as a Series 7 Registered Representative of Source Securities, Inc and an Investment Advisor Representative of James H. Rice, CFP® & Associates.

  • NYlife Advisors, Inc. 1990 – 1994: Investment Advisor Representative

  • New York Life 1990 - 1994: Field Underwriter

  • NYlife Securities 1990 – 1994: Registered Representative

  • D.B.A. Seastrunk Financial Management , LLC 1994 – 2009: Registered Investment Advisor

  • Seastrunk Financial Management, LLC 2009 – Present: Investment Advisor Representative

Disciplinary Information

Conrad Seastrunk does not have any disciplinary information to disclose. He has not: (a) been party to a criminal or civil action in a domestic, foreign or military court, (b) been party to an administrative proceeding before the SEC, any other federal regulatory agency, any state regulatory agency or any foreign financial regulatory authority; or (c) been party to a self-regulatory proceeding.

Other Business Activities

Conrad Seastrunk is not actively engaged in any other business activities.

Additional Compensation

Mr. Seastrunk does not receive any additional economic benefit from third parties for providing advisory services.

Supervision

Mr. Seastrunk is the Chief Compliance Officer of our firm and is responsible for following all applicable laws concerning advisory activities.

Requirements for State-Registered Advisers

Mr. Seastrunk has not been involved in: (a) any arbitration claim alleging damages in excess of $2,500; (b) any civil, self-regulatory organization, or administrative proceeding; or (c) a bankruptcy petition.

 

IMPORTANT CONSUMER DISCLOSURE

Seastrunk Financial Management , LLC is an South Carolina Registered Investment Adviser located in Florence, SC. Seastrunk Financial Management, LLC. and its representatives are in compliance with the current filing requirements imposed upon SC registered investment advisers by those states in which Seastrunk Financial Management , LLC maintains clients.

Seastrunk Financial Management , LLC may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements.

Seastrunk Financial Management, LLC's web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links.

Accordingly, the publication of Seastrunk Financial Management , LLC’s web site on the Internet should not be construed by any consumer and/or prospective client as Seastrunk Financial Management , LLC’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet.

Any subsequent, direct communication by Seastrunk Financial Management , LLC with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.

For information pertaining to the registration status of Seastrunk Financial Management , LLC, please contact the state securities regulators for those states in which Seastrunk Financial Management , LLC maintains a notice filing.

A copy of Seastrunk Financial Management , LLC’s current written disclosure statement discussing Seastrunk Financial Management , LLC’s business operations, services, and fees is available from Seastrunk Financial Management , LLC upon written request.

Seastrunk Financial Management , LLC does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Seastrunk Financial Management , LLC’s web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Click on the link below to see an updated copy of our disclosure brochures.

 

 

 

 

 

 

 

 

 

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